Auditing
Course 11458B · 2 hrs · CPA
Two often-overlooked sources of financial misconduct are the IPO process and outsourced financial services. This course examines how underwriters strategically influence IPO valuations—sometimes at the expense of investors—and what governance structures help manage misconduct risk when financial services are outsourced to third parties. For CPAs advising companies going public or working with institutions that rely on vendors for critical functions, this course provides practical insight into where conflicts of interest arise and how strong governance frameworks can reduce exposure to fraud and regulatory risk.
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NASBA Area: Auditing
CPE requirements: See your state's CPE requirements
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