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Market Abuse Regulations from a Trader's Perspective

Auditing

Market Abuse Regulations from a Trader's Perspective

Course 11456B · 2 hrs · CPA

Regulations around market abuse look very different depending on where you're standing. This course takes a trader's-eye view of market abuse rules, exploring how these regulations are experienced, interpreted, and sometimes circumvented on trading floors. For CPAs and financial professionals who advise trading firms, broker-dealers, or financial services clients, understanding this perspective bridges the gap between regulatory intent and real-world behavior. You'll come away better equipped to identify compliance gaps and counsel clients on the practical implications of market abuse frameworks.

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  • Hours: 2
  • Exam questions: 5
  • Eligible for: CPA
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NASBA Area: Auditing

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Market Abuse Regulations from a Trader's Perspective
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About Pacific CPE

Pacific CPE is a NASBA-approved and IRS-approved provider of online self-study continuing professional education (CPE) for CPAs, Enrolled Agents (EAs), and other tax professionals.

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CPAs — CPE credit for state license renewal (NASBA Sponsor #143718).

Enrolled Agents, AFSP participants, and other PTIN holders — IRS continuing education credit (IRS CE Provider #TJTMJ).

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We currently offer 261 active self-study courses in Accounting, Auditing, Business, Ethics, and Taxes. Each course is 2 credit hours and can be read online or downloaded as a PDF, with audio versions available for select courses. Exams are taken online with instant grading, retakes are free, and completion certificates are available immediately in your account.

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Pay-as-you-go credit packs — no subscription required. Packs range from $64.50 (16 credits) to $224.50 (80 credits), which works out to $2.81–$4.03 per credit hour, or roughly $5.62–$8.06 per 2-hour course at pack rates. Credits never expire and can be used on any course in the library.

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